New PDF release: Canadian Securities Exam Fast-Track Study Guide (3rd revised

By Sean Cleary

ISBN-10: 047016039X

ISBN-13: 9780470160398

ISBN-10: 0470160861

ISBN-13: 9780470160862

ISBN-10: 0470675721

ISBN-13: 9780470675724

ISBN-10: 047067573X

ISBN-13: 9780470675731

Even if your occupation aspirations lie in banking, monetary making plans, the mutual fund or a brokerage, you cannot keep away from taking the Canadian Securities examination. yet there is a lot of fabric to understand for the day of the exam, and it may be a frightening activity to assimilate one of these huge physique of knowledge.The Wiley Canadian Securities examination Fast-Track research advisor is a quick-review software that covers the entire fundamentals you want to recognize to go the examination. It offers "quick hits" of the most important issues you must recognize, in language that is effortless to appreciate and stick to. This concise learn aid:summarizes the fundamental, "need-to-know" informationhighlights vital topicsfeatures a number of selection evaluate questions on the finish of every chaptermakes fabric effortless to learn, comprehend and rememberincludes perform checks and double the variety of overview questions within the final editionThis version has been thoroughly up to date and revised to mirror fresh adjustments to the path and the checks. It beneficial properties updates all through, new questions and new perform checks, and it's been restructured for ease of use and comprehension.Don't enable the strain and quantity of fabric you want to be aware of for the examination weigh down you. organize your self with the Wiley Canadian Securities examination Fast-Track examine consultant. it is the ideal quick-review instrument to wrap up your learning and assist you concentrate on doing all of your most sensible at the examination.

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Both parties (individual and mem­ ber firms) must agree to be bound by the regulations of the governing body. It requires applicants to certify details about their personal and educational back­ ground. In addition, members must notify administrators of the termination of an IA (providing reasons if they were dismissed), and applicants must notify adminis­ trators of any material changes (including address). An exception to the registration requirements above for individuals is for NonTrading Employees, who may be exempt from registration and still be permitted to accept orders, provided they are not primarily involved in sales.

Trough: Near the end of a recessionary period, falling demand and excess capacity lead to drops in prices and wages. The resulting decline in inflation leads to falling interest rates, which will begin to rally the economy. Recovery: This phase refers to the period of time it takes for GDP to return to its pre­ vious peak. It is generally initiated with an increase in demand for interest-rate­ sensitive items such as houses, cars, and other durable goods, and then spreads throughout the entire economy.

Which of the following is a requirement of a takeover bid that is not exempt under the relevant act? a) A director’s circular must be sent to shareholders of the target firm within 30 days b) Any security purchased during the bid must be paid for within five busi­ ness days c) A takeover bid circular must be sent out with or as part of the bid d) If the offer is made for less than all of the shares outstanding, the number of securities purchased from individual investors may be determined on a pro rata basis chapter ECONOMIC PRINCIPLES 4 CSC EXAM SUGGESTED GUIDELINES: 14 questions combined for Chapters 4 and 5 OVERVIEW OF ECONOMICS Economics deals with the allocation of scarce resources to produce goods and ser­ vices within an economy.

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Canadian Securities Exam Fast-Track Study Guide (3rd revised & updated ed) by Sean Cleary

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